Checklist: Are You Audit-Ready?
Audits and exams are a given - but stress doesn't have to be. This quick checklist helps financial institutions prepare with confidence, identify weak spots, and avoid last-minute scrambles.
Quick Audit Prep Checklist
- All policies are accessible, up-to-date, and have acknowledgment tracking enabled
- SOC reports and key vendor documents are organized and easy to retrieve
- Key compliance contacts and escalation paths are clearly posted
- Contracts are stored with review dates and alerts
- Recent procedural changes are documented and communicated
- Forms and workflows reflect current processes (especially in Lending & IT)
Built-In Tools Can Help
SimplifyIT helps banks and credit unions stay audit-ready with secure document storage, policy acknowledgment tracking, form automation, and vendor management. Everything in one place - built for exam day, and every day.
Need a Quick Review?
Not sure where your gaps are? Reach out to schedule a free consultation or see how SimplifyIT supports compliance for financial institutions of all sizes.